Company Profile

Expertise, experience and insight interwoven
Founded in 2000, Carter & James Limited is an independent financial services group, based and fully licensed in Hong Kong. Carter & James Limited provides a diverse range of financial services, from Advisory to Investing, from Financing to Securities and Research. With our wealth of expertise, experience and insight in China, we find opportunities and convert them into long-lasting value.

Professional Qualifications

Carter & James Limited is a qualified sponsor of public listing and holds the following professional licences:

1. Type 1: Dealing in Securities

2. Type 4: Advising on Securities

3. Type 6: Advising on Corporate Finance

4. Type 9: Asset Management

5. Licensed Money Lender

Mission and Vision

Connecting Opportunity to Value

Carter & James Limited believes in:

Perseverance Breeds Progress : Sustainable growth comes from dedication and accountability

Aligned Interests : Creating mutually beneficial opportunities and value

Innovation : Identifying and unlocking hidden value by developing solutions others cannot

Partners with Legacy : Building the networking, the experience and the relationships that matter

We believe ACCOUNTABILITY is about insisting on professional excellence, the only means to deliver quality. Our
competitive spirit breeds INNOVATION, and this separates us as leaders from the rest. Our partners share our STRATEGIC VISION and our inherent desire to succeed.This is how we continuously evolve and progress, how we drive ourselves purposefully and inexorably forward.

Corporate Responsibilities

Apart from expending business, Carter & James Limited Financial Group actively participates in society development in the meantime. Engaging in a series of public welfare activities include talent nurturing, charity donations, cultural activities sponsoring, environmental protection, etc. Carter & James Limited is demonstrating corporate responsibility to contribute to the country.